Financial Services
Australian Financial Services Lawyers
The financial services industry is a dynamic sector that encompasses a wide array of institutions and activities crucial to the functioning of the economy comprising of banks, investment firms, insurance companies and more, serving as the lifeblood of economic transactions and risk mitigation, making the engagement of Australian financial services lawyers critical. Whether you are an investment manager, financial planner, wealth manager, trader, stockbroker, insurance broker or provider, superannuation provider, mortgage broker or lender, aggregator, payments provider or in cryptocurrency, our Australian financial services lawyers can assist you with navigating the complex legal landscape of the financial services world and building a secure legal framework to enable future growth and success.
How We Can Assist You
If you operate, or intend to operate, a business specialising in investment management, financial planning, wealth management, trading, stockbroking, insurance, superannuation, credit brokerage or lending, payments or in cryptocurrency, our Australian financial services lawyers are dedicated to assisting you with your legal needs, including, but not limited to:
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establishing and structuring your business;
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drafting, reviewing or negotiating any relevant commercial contracts and agreements;
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applications or variations for an Australian Financial Services Licence (AFSL) or Australian Credit Licence (ACL);
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AFSL or ACL compliance support;
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providing you with employment and HR assistance where you engage employees and contractors;
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reviewing commercial leases that govern your facilities;
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protecting your intellectual property;
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acquiring or selling a financial services business; and
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assisting with remaining compliant with privacy and data protection laws.
